With the aim of protection against risks arising from a possible violation of the generally valid legal regulations or the Stock Exchange Rules, participants in the financial market can instigate inspection with regard to concluded stock exchange transactions.

A Stock Exchange Member, its client, or any legal entity/natural person whose interests have been, are, or can be jeopardised by the conclusion/settlement of a stock exchange transaction, or by other action carried out through BSSE, is deemed by the Stock Exchange as a participant in the financial market entitled to instigate inspection.

The Stock Exchange will investigate every instigation that is submitted in writing. The Stock Exchanges notifies the complaining party of the investigation results and, depending on gravity of the violation of the generally valid legal regulations or the Stock Exchange Rules, the Stock Exchange proposes adequate sanctions or measures.